During the course of assisting you with your financial planning, investment and insurance needs, we will collect personal and confidential information from you to review investment portfolios, open your account(s), process investment transactions and provide various types of financial recommendations.
Information collected may include, but is not limited to, names, addresses, phone numbers, email address¬es, dates of birth, Social Security and Tax ID numbers, health status and other information.
The information may be disclosed to companies that require such for opening and maintaining investment accounts, underwriting insurance contracts or to print and mail account/contract statements. In addition, we may continue to collect updated information to maintain our client database, investment account(s) and insurance contracts.
Capital Estate Advisors, Inc. is dedicated to protecting your privacy. The relationship with our clients is our most important asset, and we understand that you entrust us with your private financial and personal information.
Be assured that our staff members are trained and required to safeguard your information via electron¬ic, procedural and physical means. We will never sell or give your personal or financial information to anyone without your express written consent, and we will protect the security and confidentiality of the information we collect.
You will be notified prior to any changes made in this Privacy Statement, and you will be given the opportunity to “opt out” of information disclosed. Access to your personal information is restricted to our personnel for business purposes only.